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Umar ibn al-Khattab was the second of the Rightly-Guided Caliphs, a companion of the Prophet renowned for his strength, justice, and austere sense of duty. Once a fierce opponent of Islam, his dramatic conversion strengthened the early community, and as caliph he proved a powerful administrator who greatly expanded the Islamic state, established the Islamic Hijri calendar, and organized the government, the treasury, and the law of the new empire while living with famous simplicity. His firm and even-handed rule became a model of just governance. As archetype he is the Ruler, the strong and upright statesman who orders a realm with justice.
Facts
Life
Lifespan or Floruit Office HeldHe served as the second of the Rightly Guided Caliphs from 634 to 644, a decade in which the nascent Islamic state's conquests reached Syria, Egypt and Persia, and during which he adopted the formal title Commander of the Faithful, Amir al-Muminin, that later caliphs continued to use. 1 Place of ActivityMedina, and the territories of the early conquests 1 Manner of DeathStabbed in the mosque at Medina in 644 Origins
FoundedHis caliphate is credited with establishing much of the early Islamic administrative system, including the diwan register for distributing revenue and stipends, and with the conquests that brought Egypt, Syria, Iraq and Persia under Muslim rule within roughly a decade. 1 Place of Origin Attributions
TraditionIslam, where he is counted as the second of the four Rightly Guided Caliphs to succeed Muhammad, a period during which the early Muslim conquests expanded rapidly into the former Byzantine and Sasanian territories of the Levant, Egypt and Persia. 2 Position Profile
Key TextAl-Tabari's Tarikh al-Rusul wa'l-Muluk preserves the fullest early connected narrative of his caliphate, from his conquests to his organization of the treasury and the law. 3 Learn More
From Opponent to Faruq: The Conversion and the Sources
Umar ibn al-Khattab (c. 584-644) is, after Abu Bakr, the most commanding of the early figures of Islam. The tradition remembers him first as a fierce opponent of the new faith who underwent a dramatic conversion, in the best-known account, softened on finding his own sister reciting the Qur'an, and became thereafter one of its most formidable adherents. He carries the honorific al-Faruq, the one who distinguishes truth from falsehood.
The evidence for his life is the same sira and hadith literature that supplies the rest of early Islamic history, set down generations later in the collections of al-Bukhari and Muslim and in the great chronicles, and subject to the same source-critical cautions. Across it Umar is drawn as a man of towering severity and personal austerity, plain-living to the point of legend, quick to anger and equally quick to justice, and so respected by the Prophet that a well-known tradition has Muhammad say that if there were to be a prophet after him it would be Umar.
On the Prophet's death he was the decisive voice in securing the acknowledgement of Abu Bakr as caliph, and when Abu Bakr died in 634 he named Umar to succeed him.
The Conquests and the State He Built
Umar's decade as caliph (634-644) transformed a young polity in Arabia into an empire. Under his command Muslim armies took Syria and Palestine from the Byzantines, seizing Damascus and Jerusalem; overran Egypt; and shattered the Sasanian Persian empire at Qadisiyya and Nihavand, opening Iraq and Iran. Few conquests in history moved so far so fast, and later Islamic memory credits his generalship and, above all, his administration.
For Umar is remembered less as a warrior than as the organizer of the state. Tradition ascribes to him the diwan, the register through which conquered revenue was distributed; the retention of existing Byzantine and Persian bureaucracies; the founding of garrison cities such as Kufa and Basra; and the establishment of the Hijri calendar, dating the Muslim era from the migration to Medina. He is said to have taken the title Amir al-Mu'minin, Commander of the Faithful, thereafter borne by the caliphs.
The treatment of conquered non-Muslims under his rule became a lasting reference point. The so-called Pact of Umar, a set of conditions governing the protected dhimmi communities, is attributed to him, though scholars judge much of it to have taken shape later and been projected back onto his authoritative name.
The Assassination, and the Two Readings of His Memory
In 644 Umar was assassinated in Medina, stabbed while leading the dawn prayer by Abu Lu'lu'a, a Persian captive said to have held a personal grievance. Dying, he appointed a council of six senior companions to choose his successor, from which Uthman emerged, an arrangement meant to avert a disputed succession.
His memory, like Abu Bakr's, divides the tradition. For Sunni Muslims Umar is the second of the Rightly-Guided Caliphs and the very model of just and incorruptible rule; stories of his nocturnal walks through the city to see that none went hungry became a template for the ideal of Islamic governance, and his conquests are seen as the providential spread of the faith.
Shia Muslims, holding that the succession rightfully belonged to Ali, regard the caliphates of Abu Bakr and Umar as a diversion of legitimate authority, and some Shia traditions view Umar critically for his role at the Saqifa and in the disputes that followed the Prophet's death. The assassin has even been venerated in some later Shia settings, a fact that has been a source of profound and sometimes violent friction between the communities. Here again the division is not about the man's competence, which few deny, but about the legitimacy of the office he held.
Cross-Tradition Connections
Associated With
This source names Umar directly: "a generation later under the caliph Umar."
This source names Umar directly: "al-As under the authority of Caliph Umar, the conquest of Egypt began with an invasion force crossing from Palestine into the Nile Delta in 639."
This source names Umar directly: "Bakr and completed under his successor Umar, to conquer the Byzantine-ruled provinces of Syria and Palestine."
This source names Umar directly: "the jizya poll tax and the Pact of Umar that formalized dhimmi status."
This source names Umar directly: "later prohibition came from the caliph Umar ibn al-Khattab rather than from Muhammad."
This source names Umar directly: "University Press, of the Covenant of Umar, the set of conditions traditionally said to govern the status of Christians and Jews under early Islamic rule, and of how caliphs actually treated non..."
This source names Umar directly: "own leader turned, after Abu Bakr and Umar arrived, into the selection of Abu Bakr, of Muhammad's own Quraysh tribe, as the first caliph, on the argument that only a man of Quraysh would command the..."
Belongs to Tradition
Convened
Depicted In
One of the seven roundels bears the name of Umar, second of the Rightly Guided Caliphs.
Succeeded By
Successor Of
In the Other Atlases
- Also in History Atlas: Umar, the same subject.
Sources
1. The Encyclopaedia of Islam, 2nd edition
P. Bearman, Th. Bianquis, C. E. Bosworth, E. van Donzel and W. P. Heinrichs (eds.), Brill, 2005s.v. UmarView the Source 2. The Succession to Muhammad: A Study of the Early Caliphate
3. Al-Tabari, Tarikh al-Rusul wa'l-Muluk, The History of al-Tabari, Bibliotheca Persica translation series
al-Tabari (trans. various, gen. ed. Ehsan Yarshater), State University of New York Press, Bibliotheca Persica series
Sahih Muslim
Muslim ibn al-Hajjajthe merits of Umar; his conquests and administrationView the Source Sirat Rasul Allah, in the recension of Ibn Hisham
Ibn Ishaq; edited by Ibn Hishamthe early caliphate and the companions of the Prophet
Non-Muslims in the Early Islamic Empire: From Surrender to Coexistence
Milka Levy-Rubin, Cambridge University Press, 2011the status of conquered non-Muslims and the Pact of Umar
Encyclopedia of Religion
Mircea Eliade (ed.); Lindsay Jones (ed., 2nd ed.), Macmillan Reference, 2005Umar ibn al-Khattab; the Rashidun caliphateView the Source Reader Challenges (0 open reader challenges)
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